BIBA webinar - Non-financial misconduct: What insurance brokers need to know

Get up to speed on the FCA’s new non-financial misconduct rules taking effect on 1 September 2026, what they mean in practice for insurance brokers, and the steps you may wish to consider to meet your regulatory obligations.

Learning objectives:

By the end of this webinar, delegates should be able to:

• Define what constitutes non-financial misconduct under the FCA’s rules and distinguish it from other forms of regulatory misconduct relevant to insurance brokers.
• Explain the new non-financial misconduct rules taking effect on 1 September 2026 and describe how they differ from the existing regulatory framework applicable to insurance brokers.
• Identify the steps their firm may wish to consider to meet regulatory obligations and outline the practical measures needed to embed compliance within their brokerage.

Presenter - Adam Berry

Adam is a partner at Browne Jacobson, specialising in financial services regulation and investigations. He has over 15 years’ experience - working in private practice, as well as in the Enforcement Division of what is now the FCA and, most recently, in-house at a leading global financial institution. Adam’s practice consists of defending clients in FCA/PRA enforcement actions, advising firms in relation to regulatory enquiries, including supervision and authorisation matters, and working on internal investigations. He also has significant experience acting for individuals subject to regulatory scrutiny and regularly advises on issues involving the Senior Managers and Certification Regime, authorisation, and non-financial misconduct and other disciplinary matters.

Delegates participating in the accredited webinar can claim up to 1 CPD hour towards the CII member CPD scheme. A formal completion certificate will be issued for members attending and returning a feedback form.  

DISCLAIMER:

Our webinars are designed to give information and guidance and we aim to make them as accurate as we can at the time of presentation and recording. However, they may sometimes represent individual views and BIBA cannot guarantee, nor do they accept any responsibility or liability for, the accuracy or completeness of the content or for any loss which may arise from reliance on information contained within these presentations and recordings.